National market system plan

Results: 233



#Item
71Investment / United States Securities and Exchange Commission / Financial regulation / Short selling / Regulation NMS / Securities Exchange Act / National market system plan / Futures contract / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Finance

June 22, 2011 Chairman of the Board JOSEPH N. CANGEMI ConvergEx Group New York, New York

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-06-23 13:57:34
72Economy of the United States / Investment / United States securities law / Self-regulatory organizations / 73rd United States Congress / Regulation NMS / Chicago Stock Exchange / Securities Exchange Act / National market system plan / Financial markets / United States Securities and Exchange Commission / Financial economics

Janet McGinness EVP & Corporate Secretary VIA E-MAIL AND FEDERAL EXPRESS July 17, 2013 Ms. Elizabeth M. Murphy

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-07-18 15:22:13
73Investment / Stock market / Economy of the United States / United States securities law / Self-regulatory organizations / Regulation NMS / Chicago Stock Exchange / Securities Exchange Act / National market system plan / Financial markets / United States Securities and Exchange Commission / Financial economics

NVSE EURONEXT Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-03-28 12:15:08
74Economy of the United States / United States securities law / Investment / Self-regulatory organizations / 73rd United States Congress / Chicago Stock Exchange / Regulation NMS / Securities Exchange Act / National market system plan / United States Securities and Exchange Commission / Financial markets / Financial economics

Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets NVSE EURONEXT

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-03-28 12:09:47
75Financial markets / Financial regulation / Short selling / Securities Exchange Act / United States Securities and Exchange Commission / Stock market / Repurchase agreement / Short / Hedge fund / Financial economics / Finance / Investment

MEMORANDUM TO: File No[removed], Notice of Filing of a National Market System Plan to

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-12-02 13:51:45
76Kraus / National market system plan

Brown, Lucille Oral History of American Jews Born in Europe Prior to 1914 #487 Access: Permission from Lucille Brown required

Add to Reading List

Source URL: www.union.edu

Language: English - Date: 2014-09-29 10:30:18
77Surveying / Measurement / Metrology / National market system plan

GMP No. 8 RECOMMENDED FORM FOR REPORTING TAPE CALIBRATIONS EXPLE For: 100-Foot Iron-Nickel Alloy Tape (or Steel)

Add to Reading List

Source URL: www.nist.gov

Language: English - Date: 2010-11-17 14:29:40
78Self-regulatory organizations / 73rd United States Congress / Chicago Stock Exchange / Financial economics / Securities Exchange Act / Economy of the United States / Regulation NMS / U.S. Securities and Exchange Commission / National market system plan / United States Securities and Exchange Commission / United States securities law / Financial markets

NATIONAL MARKET SYSTEM PLAN GOVERNING THE PROCESS OF SELECTING A PLAN PROCESSOR AND DEVELOPING A PLAN FOR THE CONSOLIDATED AUDIT TRAIL

Add to Reading List

Source URL: boxexchange.com

Language: English - Date: 2013-08-26 08:43:21
79Economy of the United States / United States Securities and Exchange Commission / Computer networking / Consolidated Tape Association / Investment / Chicago Board Options Exchange / New York Stock Exchange / Securities Exchange Act / National market system plan / Financial markets / Self-regulatory organizations / Financial economics

Jba nlra Maffic-Silver General Counsel and Corporate Secretary Legal Department

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2003-06-12 11:48:21
80Economy of the United States / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Financial system / National market system plan / Securities Exchange Act / Chicago Board Options Exchange / Chicago Stock Exchange / Self-regulatory organizations / Financial markets / United States securities law

Dada C. Stuckey Corporate Secretary New York Stock Exchange, Inc. 11

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-03-10 13:40:16
UPDATE